csop asset management compliance

Head of Legal & Compliance. any agent, contractor, third party service provider or any member company of CSOP which provides administrative, telecommunications, computer, marketing, professional or other services to CSOP in connection with its business operations; any person to whom CSOP is under an obligation to make disclosure under the requirements of any law binding on CSOP or any of its member companies or under and for the purposes of any guidelines issued by regulatory or other authorities with which CSOP or its member companies are expected to comply; any actual or proposed assignee of CSOP or participant or sub-participant or transferee of CSOP's rights in respect of the client; and. Such policy, combined with the liquidity management tools of the Subadviser, also seeks to achieve fair treatment of Shareholders and safeguard the interests of remaining Shareholders in case of sizeable redemptions. Please note that, due to the inherently insecure nature of Internet communications, there is no guarantee that any e-mail or message sent using the facilities of this website will be received, or that the contents of any such e-mail will remain private and will not be corrupted during internet transmission. This website is not directed to you if the laws or regulations of any country prohibit or restrict the material on this website from being made available to you, and it is not intended for any use which would be contrary to local law or regulation. We establish internal frameworks, policies and processes to manage, monitor and report on compliance and to minimize the potential for breaches, fines or … Head of Legal & Compliance. All rights reserved. Some of the funds are entitled to use derivative instruments for hedging and efficient portfolio management purposes which may involve additional risks. Shares may trade at a premium or discount to their NAV in the secondary market. Disclaimer. 2801-2802 Two Exchange Square Apart from job opportunities, we provide you a platform for you career development. Mailing Address : Room 2801 - 2802, 28/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong. CSOP Asset Management Limited, 2801-2802 Two Exchange Square 8 Connaught Place, Central Hong Kong Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes. Former Chief Compliance Officer at CSOP Asset Management Ltd. Career History. Index returns assume that dividends have been reinvested. Together with the internally developed information technology systems and risk management capability, CSOP provides omnidirectional and customized compliance monitoring on each and every investment product we manage. Head of Legal & Compliance. Head of Legal & Compliance. In order to assist us to deliver on this pledge, please inform us immediately in the event that your personal information has been changed or you discovered that your personal information held by us is incorrect. CSOP Asset Management Limited may establish links between this Website and one or more websites operated by third parties. Returns for actual ETF investments may differ from what is shown on the website because of differences in timing, the amount invested, and fees and expenses. Headquartered in Hong Kong, CSOP facilitates foreign investment into China’s capital market. Index returns are for reference only and do not reflect any management fees, brokerage expenses, transaction costs or expenses. The committee meets regularly and will hold ad hoc meeting if certain liquidity events occur. Please refer to the sections addressing the “Extension of Redemption Settlement Cycle” in the SAI for further information. Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes. In addition, you are responsible for setting on your browser to ensure you are receiving the most recent data. © 2020 CSOP Asset Management. Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes. … ETF Investing in China A-shares market involves risks specific to China, including risks related to currency fluctuations, limited liquidity, less developed or less efficient trading markets, less government regulation, adverse political, economic and legal environment. BY … Some of the funds which invest in fixed-income securities may be subject to interest rate risk, credit risk and lower-rated and unrated instruments risk. A Fund may suspend or postpone redemption for no longer than seven days, except as permitted under Section 22(e) of the 1940 Act. READ THESE TERMS AND CONDITIONS ("TERMS") CAREFULLY BEFORE USING THE SERVICES DESCRIBED HEREIN. They are personal data relating to clients and employees of CSOP. You have a right (i) to be informed whether we hold any of your personal data; (ii) to be supplied with a copy of your personal data we hold; and (iii) to request correction of your personal data we hold. CSOP recognize the importance of personal data to our business and the importance of respecting the privacy rights of our clients. Please click the "I accept these terms" button below if you have read and understood the terms of use and contents of this website and agree to abide by its contents, otherwise, click "Decline" to leave the website. ETF shares are bought and sold at market price through exchange trading rather than NAV and are not individually redeemable. Each fund may have a different risk profile. CSOP Asset Management Limited is dedicated to cultivating a harmonious corporate culture with a positive incentive system to recognize employees' contribution. Users are advised to periodically review the contents of this website to be familiar with any modifications. CSOP accept no responsibility for information contained in any other sites which can be accessed by hypertext link from these pages or for these sites not being available at all times. The committee monitors liquidity profile of each Fund, so as to facilitate compliance with each Fund’s obligation to meet redemption requests. CSOP Asset Management Limited, 2801-2802 Two Exchange Square 8 Connaught Place, Central Hong Kong Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes. For a free prospectus, which contains this and other important information about the ETFs, click stock ticker for the link to Prospectus (AFTY). This is the website of CSOP Asset Management Limited ("CSOP"). CSOP Asset Management Limited, 2801-2802 Two Exchange Square 8 Connaught Place, Central Hong Kong . Disclaimer. Please send your resume and cover letter to our Human Resources Department. Each employee of CSOP must abide by our commitment to privacy in the handling of personal information. Investment involves risks. Such policy, combined with the liquidity management tools of the Investment Manager, also seeks to achieve fair treatment of Shareholders and safeguard the interests of remaining Shareholders in case of sizeable redemptions. CSOP FTSE China A50 ETF is subadvised by CSOP Asset Management Limited (the “Subadviser”), and distributed by Pacer Financial, Inc, member FINRA, SIPC, an affiliate of Pacer Advisors, Inc. determining and reviewing salaries, bonuses and other benefits; consideration for promotion, training, secondment or transfer; registering employees licensees with statutory authorities/institutions for purposes directly related or associated to the employment; and. Further, the liquidity management policy includes details on periodic stress testing carried out by the risk management function of the Subadviser, to manage the liquidity risk of the Funds under normal and exceptional market conditions. IF YOU DO NOT AGREE TO ALL OF THESE TERMS OF THIS AGREEMENT, YOU ARE NOT AN AUTHORIZED USER OF THESE SERVICES AND YOU SHOULD NOT USE THIS WEBSITE. We understand that our customers and website visitors are concerned about the privacy of information. In exchange for using this Website, the visitor agrees to indemnify and hold CSOP Asset Management Limited, its officer, directors, affiliates, employees and agents harmless against any and all claims, losses, liability, costs and expenses arising from your use of this Website, from your violation of these Terms of from any decisions that the visitor makes based on such information. Disclaimer. We have no control over any such other websites, the contents therein or the products/services offered. Therefore, we are committed to ensuring compliance with the requirements of the Ordinance. These terms and conditions shall be governed by and construed in accordance with the laws of Hong Kong. Investors should not base on this material alone to make investment decisions. We have established policies and procedures concerning the collection, use and security of your information that will help protect your privacy. All rights reserved. facilitate the daily operations of the services provided to the clients; marketing investment products or services by CSOP; maintaining statistical data and providing a database for product and market research; marketing financial and/or investment products or services by any company/companies other than CSOP, subject to client's express prior written consent; compliance with applicable laws and regulations; and. This website does not constitute an offer or solicitation to invest in any funds in any country where such offer or solicitation is unlawful. The value of the funds can be volatile and can go down substantially within a short period of time. As a liquidity risk management tool, the Investment Manager may defer repurchases or impose an Anti-Dilution Levy. CSOP Asset Management Limited disclaims responsibility for the privacy policies and customer information practices of third-party internet websites hyperlinked from our Website. The Investment Manager’s liquidity policy takes into account qualitative and quantitative metrics to determine the liquidity profile of funds, such as the investment strategy, the redemption policy, days required to liquidate securities, structure of fund and credit quality. name and address, contact details, date of birth and nationality of employees and their spouses and their identity card or passport numbers and place and date of issue thereof; additional information compiled about employees which may include records of remuneration and benefits paid to the employees, records of job postings, transfer and training, records of medical checks, sick leave and other medical claims and performance appraisal reports of the employees; and. Liquidity Risk Management. The committee monitors liquidity profile of each Fund, so as to facilitate compliance with each Fund’s obligation to meet redemption requests. any persons or bodies corporate under a duty of confidentiality to CSOP. CSOP places great emphasis on self-regulation and professional ethics across each department and each employee, aiming at all times to operate in conformity with applicable regulations and laws. It is your responsibility to be aware of, to obtain all relevant regulatory approvals, license and/or registrations under, and to observe all applicable laws and regulations of any relevant jurisdiction in connection with your entrance to this website. Some of the funds may invest in emerging markets, which are subject to higher risks (for example, liquidity, political and economic risks) and higher volatility than funds investing in developed markets. Your access to and use of such linked websites is governed by the terms of use and privacy policies of those sites, and shall be at your own risk. The purpose of this Statement is to establish the policies and practices of CSOP's commitment to protect the privacy of personal data and to inform you about our responsibilities and your rights under the Ordinance.